Delivering Trusted Compliance Solutions and Services.
SCG Compliance provides professional, reliable compliance support and solutions tailored to the needs of financial services businesses. With a focus on regulatory standards, practical guidance and long-term partnerships, we help businesses navigate complex compliance requirements with confidence, maintain high standards and build stronger, more resilient businesses.
SCG Compliance supports financial services businesses in providing regulatory advice, undertaking reviews and or the implementation of compliance frameworks, monitoring and controls or undertaken compliance tasks to fulfil the firms’ regulatory responsibilities.
The scope of each engagement can be structured around your business, existing resources and priorities whether in the form of a short-term contract for defined project or a long-term contract to provide ongoing managed compliance services.
Compliance Advice and Frameworks
Practical advice on compliance issues and support with developing or reviewing compliance arrangements. This can include policies, procedures and controls that reflect your business activities and regulatory obligations.
Compliance Monitoring
Support with designing and reviewing compliance monitoring programmes, identifying areas of concern and developing practical actions to address findings. Helping businesses connect regulatory requirements with operational processes.
Market Abuse Controls and Trade Surveillance
Advice on market abuse monitoring and trade surveillance arrangements, drawing on experience across trading environments and financial markets. Support can include reviewing surveillance processes, escalation arrangements and the controls that underpin them.
Regulatory Change and Implementation
Help with assessing regulatory developments and translating requirements into business processes, policies and controls. Stefan’s experience includes MiFID, EMIR and REMIT implementation, specialising in market abuse regulation, alongside compliance input into trading system changes.
Governance Risk and Controls
Support with reviewing governance arrangements, compliance oversight and control frameworks. Senior decision makers are engaged to identify responsibilities, understand risks and prioritise improvements.
Financial Crime and Money Laundering
Advice on financial crime and money laundering arrangements, drawing on experience on the implementation of effective and robust on-boarding and monitoring solutions.
Initiate Your Consultation
Submit the form to outline your objectives, and we will respond promptly to discuss how our expertise can help and advance your compliance needs.
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