SCG Compliance provides practical compliance advice and support to financial services firms, with particular experience in broker-dealer, asset managers, banks, exchanges and fintechs.
We help businesses strengthen their compliance frameworks, manage regulatory change and improve monitoring and controls.
━━ Director, Owner
Led by Stefan Giemza, Director and Owner, SCG Compliance brings extensive experience across regulatory compliance, market surveillance, financial crime and financial market operations.
Practical support shaped around your business.
Compliance arrangements need to reflect how your business operates. SCG Compliance works with you to understand your activities, regulatory risk, identify gaps and priorities, and develop proportionate solutions that your teams can put into practice.
Our areas of Expertise
Compliance Advice & Frameworks
Reviewing and developing policies, procedures and practical controls.
Monitoring & Surveillance
Supporting compliance monitoring, trade surveillance and market abuse controls.
Regulatory Change
Assessing the impact of change and supporting implementation.
Governance & Controls
Helping strengthen oversight, accountability and risk management.
Financial Crime
Building proportionate and robust financial crime system and controls.